A Three Part Series By Thomas Helmer, Senior Director, CS&A International Risk And Crisis Management
Welcome to my three part series on Emergency Management! Over the next couple of months I will be posting short blogs covering current best practices in emergency management:
- Part One – PREVENTING AND PREPARING FOR EMERGENCIES
- Part Two – MANAGING EMERGENCIES
- Part Three – LEARNING FROM EMERGENCIES
Welcome to the second part of my three part series on Emergency Management!
Keeping in mind that different business sectors may require different response types, the overarching priority of any emergency response is to manage the People aspects first, then the impact on the Environment, followed by protecting Assets and last but not least, protecting Reputation. Often referred to as the P-E-A-R model, this is a good place to start.
When tasked with managing emergencies in your company, the following steps will need to be in place to ensure that you have deployed proven best practice:
- Alert and Raise the Alarm
- Evacuate People
- Account for People
- Mobilise your Emergency Response Team and Resources
- Manage the Integrated Response Resources
- Manage Stakeholders and Public Response
To develop an effective emergency management capability, organisations must first define the three main levels of response and then establish clear escalation criteria from one to the next. So let’s begin by reviewing some definitions:
1. Incident – An incident is a non-routine event needing immediate attention that can be managed by the regular organisation at the premises.
Examples in incidents are non reportable/non-lost time minor events, minor vehicle accidents, short interruption to utilities and near misses. In such cases, the organisation can manage the situation with its own resources.
2. Emergency – An emergency is a sudden disruption of routine operations or a threat that causes injury/lost time to people, serious damage to property and/or products and/or non-achievement of business objectives. The situation requires assistance from external resources such as public emergency services, e.g. ambulances, fire brigade, etc.
Examples of emergencies are serious injuries hazardous material spills, fires, explosions, gas leaks or prolonged loss of utilities that would have a major impact on the ability to conduct normal business.
3. Crisis – A crisis occurs when an issue or emergency is out of control and begins to adversely affect the company’s ability to achieve its objectives, threatens its reputation and can impact its license to operate. Outside forces (often led by the media’s insistent demands for answers) can overwhelm management’s ability to cope. Note that emergencies can escalate into a crisis, but a crisis can also occur without starting as an emergency first.
Possible triggers for a crisis can include fatalities, civil disturbances, third party hostile actions, epidemics, serious spills, fires, explosions, natural disasters, but also commercial events and even rumours.
1. Alert and Raise The Alarm
When an emergency is discovered, it is critical that all people (staff, contractors and visitors) on your premises be alerted as quickly as possible and respond in a controlled fashion.
The key objective of safety briefings is to ensure that anyone on site receives and understand fundamental safety information about your premises. This includes how to raise an alarm upon discovering an emergency, the different types of alarm (sounds and visuals) and the immediate instructions to follow with details such as layout, escape routes and assembly points. Therefore it is necessary to establish a watertight system that provides safety briefs to staff, contractors and visitors when they arrive at your location(s).
Everyone must understand that the alarm must be raised as soon as the emergency is discovered, before anything else and definitely before attempting to contain the emergency. Once the alarm is raised, staff must go to their designated assembly point as quickly as possible taking the shortest route, and should never get involved in the emergency.
Call-points to raise the alarm must be clearly visible from a distance and available at strategic locations, e.g. near staircases and exits.
People must respond to the alarm immediately and NOT wait for instructions.
On September 11 when the Twin Towers in New York were struck by airplanes, many of those who started walking down the stairs immediately upon hearing the alarm managed to leave the building and survived. Including a number that were working above the impact zone.
More and more companies opt for a short video with a simple quiz at the end. Some provide the option for visitors to watch the video on-line before arriving on location. Such methods facilitate good record keeping.
Alarm and public address systems must be tested at least monthly. The response of people must be tested at least quarterly.
TYPICAL ORGANISATIONAL PITFALLS
- People did not receive a safety briefing upon arrival nor a refresher.
- Alarm call points may meet legislative requirements, but may not be situated at obvious locations, are hard to find or obscured.
- People do not respond to an alarm and “wait for instructions” before moving to their designated assembly points.
2. Evacuate People
In the event of an emergency, getting people away from the site is of paramount importance. A disorganised evacuation can result in confusion, injury, and property damage. When developing your evacuation plan, it is necessary to consider the following:
- Determine which emergencies would require an evacuation;
- Determine in which emergencies it may be better to shelter-in-place;
- Establish a clear chain of command and designate the employee(s) in your business authorised to order an evacuation and/or shut down;
- Develop specific evacuation procedures, including routes and exits;
- Develop procedures for assisting visitors and employees to evacuate, particularly those with disabilities or who do not speak your language;
- Designate, if necessary, employees who will need to remain after the alarm has been raised to shut down critical operations or perform other duties before evacuating;
- Verify that you have sufficient trained first-aiders on each floor/area;
- Verify the need for provision of appropriate smoke hoods or respirators.
Designated Assembly Points, both inside and outside your premises, must be clearly signposted. These areas must provide sufficient space to accommodate the maximum number of people expected. Inside locations are often called refuges. Outside locations are often a parking lot or an open area away from busy streets, up-wind from prevailing wind conditions and located far enough away from the premises so that they do not restrict access for emergency response resources. Identify alternative locations should the primary area not be available.
An evacuation exercise must be held at least annually and more frequently at high-risk facilities, where a monthly or even a weekly drill may be prudent.
TYPICAL ORGANISATIONAL PITFALLS
- Floor wardens are not trained or not available during an emergency.
- Exits may be locked to avoid uncontrolled access and pilferage.
- Assembly Point locations may obstruct emergency response services access, e.g. car parks around the premises.
3. Account for People
To complete an evacuation, it is critical to confirm as quickly as possible that everyone has vacated the premises. This is to avoid committing rescuers to the emergency site to conduct search and rescue for someone who is not there.
In each area of the premises, e.g. a floor in a building or factory hall, groups of no more than 100, shall have a dedicated Assembly Point Checker (APC) taking charge of those gathered at the designated Assembly Point. Floor wardens report the result of their efforts to sweep the area before evacuation to the APC, including details about areas not checked and the reasons.
Accounting for people when they are standing outside the premises can be a daunting task unless it is well organised and practiced. Focus on getting a head count first and who is not accounted for next.
There should also be procedures to follow when people need to be redirected to a location further away and transport must be mobilised.
Many companies expect the security services to print out a list of all persons present in the building when the alarm goes off for use during the head count. Today, most premises use electronic security access systems to account for who is present in the building during normal conditions. Regrettably, this is not always used in an emergency situation. Some high-risk sites use Radio Frequency Identification (RFID) technology to establish the roll-call, which speeds up the process with accurate data.
TYPICAL ORGANISATIONAL PITFALLS
- Premises with security access systems often open the exit doors/gates to let all people out as quickly as possible thereby losing the ability to verify who is left inside.
- Some people may take the opportunity to go home instead of going to their assembly point and therefore may end up being counted as missing.
4. Mobilise Emergency Response
When an alarm is raised the appropriate emergency response resources must be mobilised whether the emergency is confirmed or not. This avoids wasting precious time and allows emergency response resources to practice their readiness even when it is a false alarm.
The person in charge at the emergency site, often called the On-site/On-scene Commander (OSC), is responsible to mobilise the appropriate resources without delay based on an assessment of what support may be required to deal with the emergency. Prudent over-reaction is considered best practice. E.g. valuable time is lost if the OSC waits to find out if a fire cannot be extinguished with hand-held units.
The OSC will also mobilise the Emergency Management Team at a location away from the emergency.
Aligned with the three levels outlined above – Incident, Emergency, Crisis – a three-tiered response model is advocated:
1. On Scene Commander (OSC) – Manages the Operational Response
- Is the most competent person at or near the emergency.
- Monitors the situation and leads the response on site.
- Rescues any persons on site and provides first-aid.
- Controls the emergency on site to prevent escalation.
2. Emergency Management Team (EMT) – Manages the Tactical Response
- Is lead by the Emergency Management Team Leader (EMTL)
- Maintains contact with the OSC.
- Establishes the head count and identify missing persons.
- Identifies and mobilises additional resources. e.g. police, fire brigades, ambulances, hospitals.
- Manages the interfaces between different resource providers and local stakeholders.
- Informs the Crisis Management Team.
3. Crisis Management Team (CMT) – Manages Strategic Response
- Is lead by the Crisis Management Team Leader (CMTL)
- Protects the company’s reputation.
- Manages primary business and the broader implications of the crisis
- Manages interface with higher levels in the organisation, including the company board, shareholders, etc.
- Manages national and regional stakeholders, including media.
To manage the various aspects of an emergency effectively, it is essential that all staff nominated with Emergency Response duties be trained and practice regularly using a range of possible scenarios.
Depending on the size and complexity of the organisation it may be necessary to provide dedicated and equipped EMT and CMT facilities that are specifically designed for that purpose.
It is best practice that external resources (emergency services, fire department, etc.) be familiar with the premises and its hazards. Therefore, it is prudent and advised to conduct site visits for them at least annually and take them through a number of possible scenarios.
Safety Material Data Sheets (SMDS) for all hazardous materials on site must be readily available for all to use. E.g. a set of up-to-date data sheet must be held at the entrance gates. Plot plans must be maintained to identify where these materials are stored and in which quantity.
TYPICAL ORGANISATIONAL PITFALLS
- Those designated for Emergency Response duties are inadequately trained and do not practice often enough to be effective when it matters.
- The Emergency Management Team congregates too close to the emergency to manage the emergency effectively.
- Organisations are reticent to call out external resources in case it turns out to be a false alarm or a minor incident.
5. Manage Integrated Response Resources
When an emergency calls for resources from a variety of providers, e.g. security staff, volunteer fire fighters, first aiders, stretcher bearers, police, external fire brigades, ambulances, hospitals, etc., they must be well-coordinated to be effective. To avoid congestion on your site, it is essential to have detailed deployment plans upfront and share them with the various providers.
To coordinate multiple resource providers on one emergency site, the Emergency Management Team Leader and his team must keep track of who and what is mobilised using detailed tracking logs and who is where, marking plot plans for the team to keep a detailed overview. The EMTL must call regular time-outs to ensure that all team members are aligned, calibrate priorities and assess resources.
It is also necessary to consider what is needed should an emergency prolong, e.g. food and beverage, a rest and relief, and the availability of consumables e.g. firewater and fuel for trucks, tenders and buses.
When the premises are located in an urban or city environment, local emergency response authorities may take over command and control of the situation. In such cases it is critical that they understand your business and its risks, and that you are able to support them with detailed information such as layouts and the presence of any hazardous materials.
TYPICAL ORGANISATIONAL PITFALLS
- Local emergency response may be inadequately prepared for the risks found on your premises thereby posing unacceptable risks to their people and resources.
- Too much equipment is mobilised hampering the response activities.
6. Manage Stakeholders and Public Response
Stakeholders may be impacted or may perceive to be impacted by the emergency. In either case, acknowledging their needs and engaging them are essential to prevent the emergency from escalating into a company crisis.
The Emergency Management Team Leader (EMTL) is responsible to manage stakeholders, such as emergency response services, neighbours, staff and their families, local authorities, that may be impacted by the emergency and/or have bearing on the effectiveness of the emergency response efforts. The EMTL must assess what potential effects the emergency has on each of these stakeholders and what can be done to mitigate these.
In its strategic role, the Crisis Management Team (CMT) is responsible to manage a different set of stakeholders including regulators, the media and social media, politicians, shareholders, NGOs, and any other stakeholder group beyond the boundaries of the emergency response.
Both teams must learn how to manage their respective stakeholders groups during training, and practice stakeholder-mapping skills during exercises.
TYPICAL ORGANISATIONAL PITFALLS
- Stakeholders are missed or ignored.
- Stakeholder management is initiated too late or too slowly.
- The company is focused on managing the emergency alone.
Managing emergencies effectively depends greatly on the ability to engage external stakeholders early, to deploy internal and external resources optimally and to follow procedures as well as on ensuring teams are well-trained and practiced, and on conducting regular preparedness audits.
With the above guidelines, you are equipped to spearhead and support the management of emergencies for your organisation. For additional support or questions, please contact Thomas Helmer at firstname.lastname@example.org.
Thomas Helmer is Senior Director with CS&A International Risk, Crisis and Business Continuity Management, a specialist firm working globally with multi-national clients across industry sectors. Prior to CS&A, Thomas had a long and distinguished career in the oil and gas industry with particular expertise in HSE and extensive experience as an emergency coordinator.
CS&A’s emergency response experts have helped clients in the optimisation of their facilities, processes and competencies. From emergency personnel assessments, to the development of emergency management procedures, training and testing exercises, CS&A’s emergency response services include: control room and installation audits, self-assessment models, emergency communication planning, process and control room simulator training, assembling and evacuation procedures, telephone response and family assistance, scenario design, escalation drills and much more.
For more details on CS&A’s services in emergency response management, click HERE to get in touch.
– ISO 22320:2011, Societal security – Emergency management – Requirements for incident response, designed to minimise the impact of disasters, terrorist attacks and other major incidents it will help save lives, mitigate harm and damage and ensure continuity of basic services such as health, rescue services, water and food supplies, and electricity and fuel delivery.
– BS 11200:2014 Crisis Management. Guidance and good practice. A capability to manage crises is one aspect of a more resilient organisation. Resilience requires effective crisis management, which needs to be understood, developed, applied and validated in the context of a range of risk related disciplines. These include risk, business continuity and security management.